SEC Form 5 · accession 0001209191-15-009910
NOV Inc. · NOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy D Thigpen
Officer — Sr. Vice President and CFO
Period of report
Dec 31, 2014
Accepted (ET)
Feb 5, 2015 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2014 | S | 1,600 | $82.01 | D | 29,724 | D | |
| Common StockF1 | Sep 11, 2014 | S | 1,000 | $81.00 | D | 30,929 | D | |
| Common StockF1 | Sep 25, 2014 | S | 1,000 | $77.63 | D | 29,929 | D | |
| Common Stock | holding | — | — | — | 6,538 | I | by 401(K) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the spin-off of NOW Inc. on May 30, 2014, outstanding NOV stock options, restricted stock awards and performance based equity awards held by continuing NOV employees, officers and directors, were adjusted to preserve the intrinsic value of such awards. The aggregate holdings as adjusted are reflected in this filing.