SEC Form 4 · accession 0000899243-18-018749

NOV Inc. · NOV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President - Rig Technologies

Period of report

Jun 27, 2018

Accepted (ET)

Jun 29, 2018 · 5:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001021860

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 27, 2018	M	46,436	$28.24	A	108,427	D
Common Stock	Jun 27, 2018	S	46,436	$43.0077	D	61,991	D
Common Stock	Jun 28, 2018	M	3,390	$28.24	A	65,381	D
Common Stock	Jun 28, 2018	S	3,390	$42.8401	D	61,991	D
Common Stock	Jun 28, 2018	M	26,610	$38.86	A	88,601	D
Common Stock	Jun 28, 2018	S	26,610	$42.8401	D	61,991	D
Common Stock^F1	holding	—	—		—	874	I	by 401(K) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F2	$28.24	Jun 27, 2018	M	46,436	D	—	Feb 25, 2026	Common Stock	46,436	53,216	D
Non-Qualified Stock Option (right to buy)^F2	$28.24	Jun 28, 2018	M	3,390	D	—	Feb 25, 2026	Common Stock	3,390	49,826	D
Non-Qualified Stock Option (right to buy)^F3	$38.86	Jun 28, 2018	M	26,610	D	—	Feb 23, 2027	Common Stock	26,610	53,220	D

F1Represents the number of shares equivalent of NOV common stock held by Mr. Rovig under the National Oilwell Varco, Inc. 401(k) Plan. The information in this report is based on Mr. Rovig's account balance as of June 27, 2018.
F2The option, representing a right to purchase a total of 149,477 shares, became exercisable in three equal annual installments beginning on February 24, 2017, which was the first anniversary of the date on which the option was granted.
F3The option, representing a right to purchase a total of 79,830 shares, became exercisable in three equal annual installments beginning on February 22, 2018, which was the first anniversary of the date on which the option was granted.