SEC Form 4 · accession 0000899243-15-007854
NOV Inc. · NOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Harrison
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | M | 17,352 | $30.695 | A | 56,439 | D | |
| Common Stock | Nov 9, 2015 | S | 16,352 | $38.7923 | D | 40,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $30.695 | Nov 9, 2015 | M | 17,352 | D | — | Feb 22, 2016 | Common Stock | 17,352 | 0 | D |
Explanation of responses
- F1The option, representing a right to purchase a total of 17,352 shares, became exercisable in three equal annual installments beginning on February 21, 2007, which was the first anniversary of the date on which the option was granted.