SEC Form 4 · accession 0001021635-19-000037
OGE ENERGY CORP. · OGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry A Peace
Officer — VP-Integ Res Plan & Dev-OG&E
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock-$.01 par value per shareF1 | Feb 19, 2019 | A | 14,209 | $0.00 | A | 25,334 | D | |
| Common Stock-$.01 par value per share | Feb 20, 2019 | F | 4,170 | $41.92 | D | 21,164 | D | |
| Common Stock-$.01 par value per shareF2 | Feb 19, 2019 | A | 1,253 | $0.00 | A | 22,417 | D | |
| Common Stock-$.01 par value per shareF3 | holding | — | — | — | 1,646 | I | Retirement Savings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equiv UnitsF5,F4 | — | holding | — | — | — | — | — | Com Stk | — | 2,305 | D |
Explanation of responses
- F1Settlement of performance units upon determination by compensation committee that specified performance goals have been achieved for the three-year period ending December 31, 2018.
- F2Long term incentives granted in 2019 but not earned.
- F3The information herein is based on a Retirement Savings Plan Statement dated February 19, 2019. The Retirement Savings Plan Statement indicated the number of shares in the Common Stock Fund of the Retirement Savings Plan credited to the participant's account at February 19, 2019 and includes shares credited since reporting person's last table 1 filing that was exempt from reporting pursuant to Rule 16A-3(f)(1)(i)(B).
- F4Not Applicable
- F5The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11.