SEC Form 4 · accession 0001021635-18-000037
OGE ENERGY CORP. · OGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Trauschke
Officer — COB, President, CEO
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock-$.01 par value per shareF1 | Feb 20, 2018 | A | 4,848 | $0.00 | A | 125,354 | D | |
| Common Stock-$.01 par value per share | Feb 21, 2018 | F | 1,409 | $31.30 | D | 123,945 | D | |
| Common Stock-$.01 par value per shareF2 | holding | — | — | — | 2,178 | I | Retirement Savings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equiv UnitsF4,F3 | — | holding | — | — | — | — | — | Com Stk | — | 5,628 | D |
Explanation of responses
- F1Settlement of performance units upon determination by compensation committee that specified performance goals have been achieved for the three-year period ending December 31, 2017.
- F2The information herein is based on a Retirement Savings Plan Statement dated February 21, 2018. The Retirement Savings Plan Statement indicated the number of units in the Common Stock Fund of the Retirement Savings Plan credited to the participant's account at February 21, 2018 and includes shares credited since reporting person's last table 1 filing that was exempt from reporting pursuant to Rule 16A-3(f)(1)(i)(B). The number of shares of common stock owned at February 21, 2018, was determined by dividing the dollar value of such units by the closing sale price of the common stock on February 21, 2018.
- F3Not Applicable
- F4The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11.