SEC Form 4 · accession 0001021635-17-000096
OGE ENERGY CORP. · OGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia D Horn
Officer — VP-Governance & Corp Sec
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock-$.01 par value per shareF1,F2 | Nov 15, 2017 | S | 10,051 | $35.56 | D | 42,048 | D | |
| Common Stock-$.01 par value per shareF3 | holding | — | — | — | 5,182 | I | Retirement Savings |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1$35.56. The price reported is a weighted average price. The shares were sold in multiple transactions with prices ranging from $35.54 to $35.58. The reporting person undertakes to provide to OGE Energy Corp., any security holder of OGE Energy Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range noted herein.
- F2The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11.
- F3The information herein is based on a Retirement Savings Plan Statement dated November 16, 2017. The Retirement Savings Plan Statement indicated the number of units in the Common Stock Fund of the Retirement Savings Plan credited to the participant's account at November 16, 2017 and includes shares credited since reporting person's last table 1 filing that was exempt from reporting pursuant to Rule 16A-3(f)(1)(i)(B). The number of shares of common stock owned at November 16, 2017, was determined by dividing the dollar value of such units by the closing sale price of the common stock on November 16, 2017.