SEC Form 5 · accession 0001021635-16-000165
OGE ENERGY CORP. · OGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter B Delaney
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021635
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equiv UnitsF3,F1,F2 | — | Jan 9, 2015 | A | 15 | A | — | — | Com Stk | 15 | 17,341 | D |
| Stock Equiv UnitsF1,F2 | — | Jan 23, 2015 | A | 14 | A | — | — | Com Stk | 14 | 17,355 | D |
| Stock Equiv UnitsF3,F1,F2 | — | Feb 6, 2015 | A | 15 | A | — | — | Com Stk | 15 | 17,493 | D |
| Stock Equiv UnitsF1,F2 | — | Feb 20, 2015 | A | 15 | A | — | — | Com Stk | 15 | 17,508 | D |
| Stock Equiv UnitsF1,F2 | — | Mar 6, 2015 | A | 80 | A | — | — | Com Stk | 80 | 17,588 | D |
| Stock Equiv UnitsF1,F2 | — | Mar 20, 2015 | A | 78 | A | — | — | Com Stk | 78 | 17,667 | D |
| Stock Equiv UnitsF1,F2 | — | Apr 2, 2015 | A | 79 | A | — | — | Com Stk | 79 | 17,746 | D |
| Stock Equiv UnitsF1,F2 | — | Apr 17, 2015 | A | 78 | A | — | — | Com Stk | 78 | 17,824 | D |
| Stock Equiv UnitsF3,F1,F2 | — | May 1, 2015 | A | 78 | A | — | — | Com Stk | 78 | 18,038 | D |
| Stock Equiv UnitsF1,F2 | — | May 15, 2015 | A | 79 | A | — | — | Com Stk | 79 | 18,117 | D |
| Stock Equiv UnitsF1,F2 | — | May 29, 2015 | A | 81 | A | — | — | Com Stk | 81 | 18,198 | D |
| Stock Equiv UnitsF1,F2 | — | Jun 12, 2015 | A | 87 | A | — | — | Com Stk | 87 | 18,285 | D |
| Stock Equiv UnitsF1,F2 | — | Jun 26, 2015 | A | 88 | A | — | — | Com Stk | 88 | 18,373 | D |
| Stock Equiv UnitsF1,F2 | — | Jul 10, 2015 | A | 88 | A | — | — | Com Stk | 88 | 18,461 | D |
| Stock Equiv UnitsF1,F2 | — | Jul 24, 2015 | A | 91 | A | — | — | Com Stk | 91 | 18,552 | D |
| Stock Equiv UnitsF3,F1,F2 | — | Aug 7, 2015 | A | 85 | A | — | — | Com Stk | 85 | 18,793 | D |
| Stock Equiv UnitsF1,F2 | — | Aug 21, 2015 | A | 85 | A | — | — | Com Stk | 85 | 18,878 | D |
| Stock Equiv UnitsF1,F2 | — | Sep 4, 2015 | A | 95 | A | — | — | Com Stk | 95 | 18,973 | D |
| Stock Equiv UnitsF1,F2 | — | Sep 18, 2015 | A | 93 | A | — | — | Com Stk | 93 | 19,067 | D |
| Stock Equiv UnitsF1,F2 | — | Oct 2, 2015 | A | 92 | A | — | — | Com Stk | 92 | 19,158 | D |
| Stock Equiv UnitsF1,F2 | — | Oct 16, 2015 | A | 88 | A | — | — | Com Stk | 88 | 19,246 | D |
| Stock Equiv UnitsF1,F2 | — | Oct 30, 2015 | A | 89 | A | — | — | Com Stk | 89 | 19,335 | D |
| Stock Equiv UnitsF3,F1,F2 | — | Nov 13, 2015 | A | 98 | A | — | — | Com Stk | 98 | 19,618 | D |
| Stock Equiv UnitsF1,F2 | — | Nov 27, 2015 | A | 98 | A | — | — | Com Stk | 98 | 19,716 | D |
| Stock Equiv UnitsF1,F2 | — | Dec 11, 2015 | A | 61 | A | — | — | Com Stk | 61 | 19,778 | D |
Explanation of responses
- F1Security converts to common stock on a one-for-one basis.
- F2The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service.
- F3The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11.