SEC Form 4 · accession 0001184201-19-000006
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Matthew Dorny
Officer — General Counsel
Period of report
Feb 9, 2019
Accepted (ET)
Feb 12, 2019 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 9, 2019 | M | 13,750 | $54.08 | A | 45,121 | D | |
| Class A Common StockF2 | Feb 9, 2019 | F | 11,906 | $67.06 | D | 33,215 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $54.08 | Feb 9, 2019 | M | 7,500 | D | — | Feb 9, 2019 | Class A Common Stock | 7,500 | 0 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $54.08 | Feb 9, 2019 | M | 6,250 | D | — | Feb 9, 2019 | Class A Common Stock | 6,250 | 0 | D |
Explanation of responses
- F1In accordance with the terms of the Issuer's stock incentive plans, these shares were acquired from the automatic net exercise of options immediately prior to their expiration.
- F2In accordance with the terms of the Issuer's stock incentive plans, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the automatic net exercise of options immediately prior to their expiration.
- F3In accordance with the terms of the Issuer's stock incentive plans, these options were automatically net exercised immediately prior to their expiration.
- F4Currently exercisable in full.