SEC Form 4 · accession 0001021561-19-000013
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan S Napierski
Officer — President
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 22, 2019 | A | 1,934 | $0.00 | A | 75,090 | D | |
| Class A Common Stock | Feb 22, 2019 | F | 568 | $64.08 | D | 74,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $30.63 | Feb 22, 2019 | A | 11,446 | A | Feb 22, 2019 | Mar 2, 2023 | Class A Common Stock | 11,446 | 40,913 | D |
| Employee Stock Option (Right to Buy)F3 | $50.68 | Feb 22, 2019 | A | 17,747 | A | Feb 22, 2019 | Mar 4, 2024 | Class A Common Stock | 17,747 | 32,224 | D |
| Employee Stock Option (Right to Buy)F4 | $71.99 | Feb 22, 2019 | A | 18,919 | A | Mar 8, 2019 | Mar 8, 2025 | Class A Common Stock | 18,919 | 18,919 | D |
Explanation of responses
- F1On March 2, 2016, the reporting person was granted restricted stock units, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On February 22, 2019, the performance criteria were met, resulting in the vesting of the amount shown above.
- F2On March 2, 2016, the reporting person was granted stock options to purchase shares of Class A Common Stock, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On February 22.2019, the performance criteria were met, resulting in the vesting of the amount shown above.
- F3On March 4, 2017, the reporting person was granted stock options to purchase shares of Class A Common Stock, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On February 22, 2019, the performance criteria were met, resulting in the amount shown above becoming eligible for vesting.
- F4On March 8, 2018, the reporting person was granted stock options to purchase shares of Class A Common Stock, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On February 22, 2019, the performance criteria were met, resulting in the amount shown above becoming eligible for vesting.