SEC Form 4 · accession 0001021561-18-000041
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan S Napierski
Officer — President
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 2, 2018 | A | 3,267 | $0.00 | A | 62,395 | D | |
| Class A Common Stock | Mar 2, 2018 | F | 1,057 | $72.35 | D | 61,338 | D | |
| Class A Common StockF2 | Mar 4, 2018 | F | 764 | $72.35 | D | 60,574 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $30.63 | Mar 2, 2018 | A | 19,339 | A | Mar 2, 2018 | Mar 2, 2023 | Class A Common Stock | 19,339 | 39,467 | D |
| Employee Stock Option (Right to Buy)F4 | $50.68 | Mar 2, 2018 | A | 14,477 | A | Mar 4, 2018 | Mar 4, 2024 | Class A Common Stock | 14,477 | 14,477 | D |
Explanation of responses
- F1On March 2, 2016, the reporting person was granted restricted stock units, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On March 2, 2018, the performance criteria were met, resulting in the vesting of the amount shown above.
- F2Shares withheld to cover tax withholding obligations related to the vesting of previously granted restricted stock units.
- F3On March 2, 2016, the reporting person was granted stock options to purchase shares of Class A Common Stock, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On March 2, 2018, the performance criteria were met, resulting in the vesting of the amount shown above.
- F4On March 4, 2017, the reporting person was granted stock options to purchase shares of Class A Common Stock, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On March 2, 2018, the performance criteria were met, resulting in the amount shown above becoming eligible for vesting.