SEC Form 4 · accession 0001021561-18-000036
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Y Chang
Officer — Chief Scientific Officer
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 4, 2018 | F | 499 | $72.35 | D | 57,444 | D | |
| Class A Common StockF2 | holding | — | — | — | 65,000 | I | Held in irrevocable family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $30.63 | Mar 2, 2018 | A | 16,138 | A | Mar 2, 2018 | Mar 2, 2023 | Class A Common Stock | 16,138 | 32,934 | D |
| Employee Stock Option (right to buy)F4 | $50.68 | Mar 2, 2018 | A | 8,339 | A | Mar 4, 2018 | Mar 4, 2024 | Class A Common Stock | 8,339 | 8,339 | D |
Explanation of responses
- F1Shares withheld to cover tax withholding obligations related to the vesting of previously granted restricted stock units.
- F2This report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purpose of Section 16 or for any other purpose.
- F3On March 2, 2016, the reporting person was granted stock options to purchase shares of Class A Common Stock, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On March 2, 2018, the performance criteria were met, resulting in the vesting of the amount shown above.
- F4On March 4, 2017, the reporting person was granted stock options to purchase shares of Class A Common Stock, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On March 2, 2018, the performance criteria were met, resulting in the amount shown above becoming eligible for vesting.