SEC Form 4 · accession 0001021561-17-000138
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Lund
Officer — Exec. Chairman of the Board · Director
Period of report
Dec 20, 2017
Accepted (ET)
Dec 22, 2017 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Dec 20, 2017 | S | 14,300 | $67.79 | D | 472,041 | I | By SJL NS-Holdings, LLC |
| Class A Common StockF1,F4 | Dec 20, 2017 | S | 27,700 | $68.28 | D | 444,341 | I | By SJL NS-Holdings, LLC |
| Class A Common StockF1,F5 | Dec 21, 2017 | S | 28,000 | $68.19 | D | 416,341 | I | By SJL NS-Holdings, LLC |
| Class A Common StockF1,F6 | Dec 22, 2017 | S | 38,132 | $70.02 | D | 378,209 | I | By SJL NS-Holdings, LLC |
| Class A Common Stock | holding | — | — | — | 4,769 | D | ||
| Class A Common StockF7 | holding | — | — | — | 45,000 | I | by The S&K Rhino Company LC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to a 10b5-1 plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.20 to $68.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3SJL NS-Holdings, LLC is a family limited liability company which is owned and controlled by the Reporting Person and his immediate family.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.20 to $68.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 to $68.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F7This report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purpose of Section 16 or for any other purpose.