SEC Form 4 · accession 0001021561-17-000082
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Matthew Dorny
Officer — General Counsel
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 11, 2017 | M | 8,000 | $30.43 | A | 53,730 | D | |
| Class A Common StockF1,F2 | May 11, 2017 | S | 8,000 | $58.32 | D | 45,730 | D | |
| Class A Common Stock | May 11, 2017 | G | 1,000 | $0.00 | D | 44,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $30.43 | May 11, 2017 | M | 1,333 | D | — | Nov 15, 2017 | Class A Common Stock | 1,333 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $30.43 | May 11, 2017 | M | 6,667 | D | — | Nov 15, 2017 | Class A Common Stock | 6,667 | 10,000 | D |
Explanation of responses
- F1Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.09 to $58.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3Currently exercisable in full.