SEC Form 4 · accession 0001021561-17-000070
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D Lipman
Director
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 11, 2017 | A | 2,456 | $0.00 | A | 38,546 | D | |
| Class A Common StockF1 | May 13, 2017 | M | 5,000 | $17.76 | A | 43,546 | D | |
| Class A Common StockF2 | May 13, 2017 | F | 1,539 | $57.70 | D | 42,007 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $17.76 | May 13, 2017 | M | 5,000 | D | — | May 13, 2017 | Class A Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1In accordance with the terms of the Issuer's stock incentive plans, these shares were acquired from the automatic net exercise of options immediately prior to their expiration.
- F2In accordance with the terms of the Issuer's stock incentive plans, these shares were withheld by the Issuer to cover the option exercise price related to the automatic net exercise of options immediately prior to their expiration.
- F3In accordance with the terms of the Issuer's stock incentive plans, these options were automatically net exercised immediately prior to their expiration.
- F4Currently exercisable in full.