SEC Form 4 · accession 0001021561-17-000037
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Matthew Dorny
Officer — General Counsel
Period of report
Mar 4, 2017
Accepted (ET)
Mar 7, 2017 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 4, 2017 | A | 4,500 | $0.00 | A | 45,730 | D | |
| Class A Common Stock | Mar 6, 2017 | M | 16,000 | $30.43 | A | 61,730 | D | |
| Class A Common StockF1 | Mar 6, 2017 | S | 16,000 | $50.00 | D | 45,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $30.43 | Mar 6, 2017 | M | 8,666 | D | — | Nov 15, 2017 | Class A Common Stock | 8,666 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $30.43 | Mar 6, 2017 | M | 7,334 | D | — | Nov 15, 2017 | Class A Common Stock | 7,334 | 9,333 | D |
Explanation of responses
- F1Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.
- F2Currently exercisable in full.