SEC Form 4 · accession 0001021561-17-000029
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan S Napierski
Officer — Pres Global Sales & Operations
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 27, 2017 | A | 3,400 | $0.00 | A | 50,870 | D | |
| Class A Common Stock | Feb 27, 2017 | F | 1,100 | $50.07 | D | 49,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $30.63 | Feb 27, 2017 | A | 20,128 | A | Feb 27, 2017 | Mar 2, 2023 | Class A Common Stock | 20,128 | 20,128 | D |
Explanation of responses
- F1On March 2, 2016, the reporting person was granted restricted stock units, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On February 27, 2017, the performance criteria were met, resulting in the vesting of the amount shown above.
- F2On March 2, 2016, the reporting person was granted stock options to purchase shares of Class A Common Stock, the vesting of which was contingent on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On February 27, 2017, the performance criteria were met, resulting in the vesting of the amount shown above.