SEC Form 4 · accession 0001021561-16-000146
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel W Campbell
Director
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 25, 2016 | A | 1,297 | $0.00 | A | 54,328 | D | |
| Class A Common StockF1 | May 25, 2016 | M | 10,000 | $17.04 | A | 64,328 | D | |
| Class A Common StockF2 | May 25, 2016 | F | 4,333 | $39.33 | D | 59,995 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $39.33 | May 25, 2016 | A | 5,000 | A | Apr 30, 2017 | May 25, 2023 | Class A Common Stock | 5,000 | 5,000 | D |
| Stock Option (right to buy)F4,F5 | $17.04 | May 25, 2016 | M | 10,000 | D | — | May 25, 2016 | Class A Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1In accordance with the terms of the Issuer's stock incentive plans, these shares were acquired from the automatic net exercise of options immediately prior to their expiration.
- F2In accordance with the terms of the Issuer's stock incentive plans, these shares were withheld by the Issuer to cover the option exercise price related to the automatic net exercise of options immediately prior to their expiration.
- F3If the Issuer's next annual meeting of stockholders following the date of grant is held prior to April 30, 2017, then the options become exercisable one day prior to such annual meeting of stockholders.
- F4In accordance with the terms of the Issuer's stock incentive plans, these options were automatically net exercised immediately prior to their expiration.
- F5Currently exercisable in full.