SEC Form 4 · accession 0001021561-16-000132
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D Lipman
Director
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 18, 2016 | M | 10,000 | $17.04 | A | 69,198 | D | |
| Class A Common StockF1 | May 18, 2016 | F | 4,405 | $38.69 | D | 64,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $17.04 | May 18, 2016 | M | 10,000 | D | — | May 25, 2016 | Class A Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Mr. Lipman exercised these options by having shares held by the Issuer for the full amount of the exercise price. This exercise did not involve any open-market sales.
- F2Currently exercisable in full.