SEC Form 4 · accession 0001021561-16-000119
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Y Chang
Officer — Chief Scientific Officer
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 4, 2016 | S | 20,000 | $34.21 | D | 43,613 | D | |
| Class A Common Stock | holding | — | — | — | 65,000 | I | Held in irrevocable family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $30.63 | Mar 2, 2016 | A | 90,600 | A | Feb 15, 2017 | Mar 2, 2023 | Class A Common Stock | 90,600 | 90,600 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 34.00 to 34.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2Becomes exercisable in four equal annual installments, the first of which becomes exercisable on the date indicated.