SEC Form 4 · accession 0001021561-16-000109
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Y Chang
Officer — Chief Scientific Officer
Period of report
Feb 27, 2016
Accepted (ET)
Mar 1, 2016 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 27, 2016 | M | 37,500 | $9.40 | A | 83,472 | D | |
| Class A Common StockF2 | Feb 27, 2016 | F | 19,859 | $30.86 | D | 63,613 | D | |
| Class A Common StockF3 | holding | — | — | — | 65,000 | I | Held in irrevocable family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F5 | $9.40 | Feb 27, 2016 | M | 37,500 | D | — | Feb 27, 2016 | Class A Common Stock | 37,500 | 0 | D |
Explanation of responses
- F1In accordance with the terms of the Issuer's stock incentive plans, these shares were acquired from the automatic net exercise of options immediately prior to their expiration.
- F2In accordance with the terms of the Issuer's stock incentive plans, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the automatic net exercise of options immediately prior to their expiration.
- F3This report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purpose of Section 16 or for any other purpose.
- F4In accordance with the terms of the Issuer's stock incentive plans, these options were automatically net exercised immediately prior to their expiration.
- F5Currently exercisable in full.