SEC Form 4 · accession 0001209191-18-043961
hopTo Inc. · HPTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Brochu
Director
Period of report
Jul 23, 2018
Accepted (ET)
Jul 25, 2018 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 23, 2018 | A | 120,000 | — | A | 202,591 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of common stock pursuant to Issuer's equity incentive plan as supplemental compensation for Reporting Person's services as a director of Issuer.
- F2Common stock is fully vested upon grant however, of such shares, Reporting Person is required to return 60,000 shares if Proposal 6 in Issuer's proxy statement for the 2018 annual meeting of stockholders is not approved.
- F3Not applicable.