SEC Form 4 · accession 0001209191-15-064476
hopTo Inc. · HPTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Louis Casabonne
Officer — CFO
Period of report
Aug 4, 2015
Accepted (ET)
Aug 6, 2015 · 9:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2015 | D | 666,669 | $0.00 | D | 369,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock options (right to buy)F2,F3 | $0.1197 | Aug 4, 2015 | A | 868,669 | A | Aug 15, 2015 | Aug 4, 2015 | Common Stock | 868,669 | 868,669 | D |
Explanation of responses
- F1Cancellation of unvested shares of Reporting Person's award of restricted stock made May 8, 2014. Award replaced with new award of employee stock options (right to buy) ("Options").
- F2Grant of Options pursuant to Issuer's equity incentive plan.
- F3Options vest pro rata on a monthly basis over 23 months beginning August 15, 2015.