SEC Form 3 · accession 0001209191-17-061952
FAMOUS DAVES OF AMERICA INC · DAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geovannie Concepcion
Officer — Chief Operating Officer
Period of report
Nov 14, 2017
Accepted (ET)
Nov 21, 2017 · 1:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.82 | holding | — | — | — | — | Apr 13, 2026 | Common Stock | 50,000 | — | D |
Explanation of responses
- F1The stock option to purchase shares of Famous Dave's of America Inc. common stock ("Stock Option") was granted on April 13, 2016 and vests monthly over 48 months from the date of grant.