SEC Form 4 · accession 0001209191-16-145829
FAMOUS DAVES OF AMERICA INC · DAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Lister Sr.
Officer — CEO
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.25 | Oct 11, 2016 | A | 70,000 | A | Nov 11, 2016 | Oct 11, 2026 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1The shares vest in forty eight installments beginning on the one-month anniversary of the date of grant. The first 47 installments vest 1,458 shares and the 48th installments vests 1,474 shares.