SEC Form 4 · accession 0001179110-16-023014
FAMOUS DAVES OF AMERICA INC · DAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dexter Newman
Officer — Chief Financial Officer
Period of report
Apr 11, 2016
Accepted (ET)
Apr 13, 2016 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $5.67 | Apr 11, 2016 | A | 70,000 | A | — | Apr 11, 2026 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1Options vest in installments of 1,458 option shares on first 47 monthly anniversaries of the date of grant (the first vesting date being on the one (1) month anniversary of the date of grant and 1,474 option shares on the 48th monthly anniversary of the date of grant.