SEC Form 4 · accession 0001179110-16-019478
FAMOUS DAVES OF AMERICA INC · DAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfredo V. Martel
Officer — Chief Marketing Officer
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.62 | Feb 12, 2016 | A | 35,000 | A | — | Feb 12, 2021 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1The Option vests in 48 monthly installments commencing on 3/12/2016, with the first 47 installments consisting of 729 Shares and the final installment consisting of 737 Shares.