SEC Form 4 · accession 0001179110-15-012841
FAMOUS DAVES OF AMERICA INC · DAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abelardo Ruiz
Officer — Chief Operating Officer
Period of report
Aug 31, 2015
Accepted (ET)
Sep 2, 2015 · 11:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $14.61 | Aug 31, 2015 | A | 71,324 | A | — | Aug 31, 2020 | Common Stock | 71,324 | 71,324 | D |
Explanation of responses
- F1Option vests in 48 monthly installments commencing on the one-month anniversary of the date of grant and continuing on each of the subsequent 47 monthly anniversaries thereof (each a "Vesting Date"); Monthly installments shall consist of 1,486 Shares on each of the first 47 Vesting Dates and shall vest with respect to 1,482 Shares on the final (48th) Vesting Date.