SEC Form 4 · accession 0001179110-15-001039
FAMOUS DAVES OF AMERICA INC · DAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H Rensi
Officer — Chief Executive Officer · Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F4 | — | Jan 15, 2015 | A | 75,000 | A | — | Jan 15, 2020 | Common Stock | 75,000 | 75,000 | D |
| Stock Option (right to buy)F1 | $19.81 | holding | — | — | — | — | Jan 10, 2024 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F2 | $19.95 | holding | — | — | — | — | Feb 10, 2019 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Option vests in five equal installments of 4,000 shares each on 1/10/2015, 1/10/2016, 1/10/2017, 1/10/2018 and 1/10/2019.
- F2Option vests in two equal installments of 12,500 shares each on 2/10/2014 and 2/10/2015.
- F3The option exercise prices are as follows: 25,000 shares at $28.75; 25,000 shares at $30.00; and 25,000 shares at $35.00.
- F4Option vests in three equal installments of 25,000 shares each on 1/15/2016, 1/15/2017 and 1/15/2018.