SEC Form 4 · accession 0000902664-15-004561
FAMOUS DAVES OF AMERICA INC · DAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Arthur Rosen
10% Owner
LionEye Capital Management LLC
10% Owner
LionEye Onshore Fund LP
10% Owner
LionEye Advisors LLC
10% Owner
Stephen Raneri
10% Owner
LionEye Master Fund Ltd
10% Owner
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F4,F5 | Dec 16, 2015 | S | 14,218 | $7.65 | D | 1,217,323 | I | See footnotes |
| Common stock, par value $0.01 per shareF2,F4,F5 | Dec 17, 2015 | S | 13,005 | $7.44 | D | 1,204,318 | I | See footnotes |
| Common stock, par value $0.01 per shareF3,F4,F5 | Dec 18, 2015 | S | 19,288 | $7.61 | D | 1,185,030 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.61 to $7.74, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
- F2The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.41 to $7.73, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
- F3The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.64, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
- F4LionEye Capital Management LLC ("LionEye Capital Management") serves as investment manager to each of LionEye Master Fund Ltd ("LionEye Master"), LionEye Onshore Fund LP ("LionEye Onshore") and certain managed accounts (the "Accounts" and together with LionEye Master and LionEye Onshore, the "Investment Vehicles") and has investment discretion with respect to the securities reported herein which are held by the Investment Vehicles. LionEye Advisors LLC ("LionEye Advisors") is the general partner of LionEye Onshore. Stephen Raneri and Arthur Rosen are each managing members of LionEye Capital Management and LionEye Advisors.
- F5The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.