SEC Form 4 · accession 0001179110-18-012932
TRIUMPH GROUP INC · TGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance R. Turner
Officer — SVP, Human Resources
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2018 | M | 3,249 | $0.00 | A | 3,249 | D | |
| Common Stock | Nov 15, 2018 | F | 892 | $18.67 | D | 2,357 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 15, 2018 | M | 3,249 | D | — | — | Common Stock | 3,249 | 6,498 | D |
Explanation of responses
- F1This transaction represents the payment of a tax liability on the lapse of forfeiture restrictions on a derivative security and acquisition of the underlying stock.
- F2Each restricted stock unit represents the right to receive one share of the Registrant's common stock.
- F3Forfeiture restrictions will lapse on the remaining restricted stock units by one-half each on November 15, 2019 and November 15, 2020, subject to the terms set forth in the Company's Amended and Restated 2013 Equity and Cash Incentive Plan.