SEC Form 3 · accession 0001117768-18-000725
Troika Media Group, Inc. · MTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Charles Pappalardo
Officer — President, Troika Design Group · Director
Period of report
Jun 12, 2017
Accepted (ET)
Aug 6, 2018 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | holding | — | — | — | 20,569,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $0.05 | holding | — | — | — | Jul 1, 2018 | Jun 12, 2022 | Common Stock | 7,500,000 | — | D |
Explanation of responses
- F1Includes 3,070,000 shares held in escrow for up to one year from July 12, 2017.
- F2One-half of these options vest on July 1, 2018 and the remaining one-half vest on July 1, 2019.