SEC Form 4 · accession 0001117768-15-000312
Troika Media Group, Inc. · MTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Depalo
10% Owner
Period of report
Apr 15, 2015
Accepted (ET)
Apr 16, 2015 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Apr 15, 2015 | P | 100 | $2.70 | A | 43,664,076 | D | |
| Common Stock, par value $0.001 per share | Apr 15, 2015 | P | 108 | $3.90 | A | 43,664,184 | D | |
| Common Stock, par value $0.001 per share | Apr 15, 2015 | P | 608 | $4.00 | A | 43,664,792 | D | |
| Common Stock, par value $0.001 per shareF1 | Apr 15, 2015 | P | 125 | $4.25 | A | 43,664,917 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This includes 925,559 shares held by Arjent Limited UK, a United Kingdom broker-dealer of which Mr. DePalo is Chairman of the Board. Mr. DePalo may be deemed to beneficially own the securities held by Arjent Limited UK.