SEC Form 4 · accession 0001117768-15-000302
Troika Media Group, Inc. · MTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Depalo
10% Owner
Period of report
Apr 14, 2015
Accepted (ET)
Apr 14, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Apr 14, 2015 | P | 750 | $4.60 | A | 43,663,976 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This includes 925,559 shares held by Arjent Limited UK, a United Kingdom broker-dealer of which Mr. DePalo is Chairman of the Board. Mr. DePalo may be deemed to beneficially own the securities held by Arjent Limited UK.
- F2Shares were reduced by 533,334 to correct a clerical error caused by the Transfer Agent.