SEC Form 4 · accession 0001117768-15-000293
Troika Media Group, Inc. · MTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Depalo
10% Owner
Period of report
Apr 10, 2015
Accepted (ET)
Apr 13, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Apr 10, 2015 | P | 1,250 | $4.00 | A | 45,122,107 | D | |
| Common Stock, par value $0.001 per share | Apr 13, 2015 | P | 12 | $4.00 | A | 45,122,119 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
(1) This includes 925,559 shares held by Arjent Limited UK, a United Kingdom broker-dealer of which Mr. DePalo is Chairman of the Board. Mr. DePalo may be deemed to beneficially own the securities held by Arjent Limited UK.