SEC Form 4 · accession 0001214659-26-011483
UNIVERSAL SAFETY PRODUCTS, INC. · UUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Milton C Ault III
Director · 10% Owner
Period of report
Sep 3, 2026
Accepted (ET)
Sep 8, 2026 · 6:46 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000102109
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 3, 2026 | P | 100 | $5.49 | A | 9,200 | D | |
| Common StockF1 | Sep 4, 2026 | P | 700 | $5.4214 | A | 9,900 | D | |
| Common StockF2 | holding | — | — | — | 1,132,762 | I | By Ault Lending, LLC | |
| Common StockF3 | holding | — | — | — | 22,700 | I | By Alpha Structured Finance LP | |
| Common StockF4 | holding | — | — | — | 6,200 | I | By Ault & Company, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4214. The range of purchase prices on the transaction date was $5.35 to $5.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F3Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F4Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.