SEC Form 4 · accession 0001020859-17-000135
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Roy
Director
Period of report
Oct 12, 2017
Accepted (ET)
Oct 13, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2017 | M | 2,660 | $28.32 | A | 42,298 | D | |
| Common StockF1 | Oct 12, 2017 | S | 2,660 | $40.43 | D | 39,638 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F3 | $28.32 | Oct 12, 2017 | M | 2,660 | D | — | Dec 6, 2017 | Common Stock | 2,660 | 0 | D |
Explanation of responses
- F1The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at the price set forth in this footnote.
- F2United Natural Foods, Inc.'s closing price on the NASDAQ National Market on December 6, 2007.
- F3The stock option vests as follows: one-third vests immediately and the remaining stock options become exercisable in two equal annual installments beginning on the first anniversary of the date of grant.