SEC Form 4 · accession 0001020859-17-000036
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Roy
Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 4,000 | $27.23 | A | 37,598 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $27.23 | Jun 9, 2017 | M | 4,000 | D | — | Jun 25, 2017 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- F2The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The options expire on the tenth anniversary of the grant.