SEC Form 4 · accession 0001020859-16-000377
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Heffernan
Director
Period of report
Dec 6, 2016
Accepted (ET)
Dec 7, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | M | 2,660 | $36.60 | A | 21,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $36.60 | Dec 6, 2016 | M | 2,660 | D | — | Dec 6, 2016 | Common Stock | 2,660 | 0 | D |
Explanation of responses
- F1United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- F2The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The options expire on the tenth anniversary of the grant.