SEC Form 4 · accession 0001020859-16-000273

UNITED NATURAL FOODS INC · UNFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Sep 13, 2016

Accepted (ET)

Sep 15, 2016 · 5:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001020859

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 13, 2016	M	1,162	$0.00	A	11,335	D
Common Stock	Sep 13, 2016	F	388	$41.16	D	10,947	D
Common Stock^F3	holding	—	—		—	1,675	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F4,F5,F6	$0.00	Sep 13, 2016	M	1,162	D	—	—	Common Stock	1,162	0	D

F1Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
F2On September 13, 2016, 1,162 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 388 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F3Includes 1,675 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 13, 2016.
F4Restricted stock units awarded September 13, 2012.
F5Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
F6The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.