SEC Form 4 · accession 0001020859-15-000198
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Shamber
Officer — Senior Vice President
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | M | 3,000 | $25.37 | A | 10,675 | D | |
| Common Stock | Dec 8, 2015 | M | 3,000 | $31.67 | A | 13,675 | D | |
| Common StockF1 | holding | — | — | — | 4,213 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F3 | $25.37 | Dec 8, 2015 | M | 3,000 | D | — | Dec 8, 2015 | Common Stock | 3,000 | 0 | D |
| Employee Stock Option (right to buy)F2,F3 | $31.67 | Dec 8, 2015 | M | 3,000 | D | — | Jan 27, 2016 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Includes 2,396 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 1,817 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of December 7, 2015.
- F2United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- F3The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant and expire on the tenth anniversary of the date of grant.