SEC Form 4 · accession 0001020859-15-000181

UNITED NATURAL FOODS INC · UNFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CHRSO

Period of report

Oct 30, 2015

Accepted (ET)

Nov 3, 2015 · 4:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001020859

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 30, 2015	M	4,500	$24.54	A	12,280	D
Common Stock	Oct 30, 2015	M	3,000	$36.60	A	15,280	D
Common Stock	Oct 30, 2015	M	3,000	$28.32	A	18,280	D
Common Stock^F1	holding	—	—		—	2,656	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option (right to buy)^F2,F3	$24.54	Oct 30, 2015	M	4,500	D	—	Sep 16, 2018	Common Stock	4,500	D
Employee Stock Option (right to buy)^F2,F3	$36.60	Oct 30, 2015	M	3,000	D	—	Dec 7, 2016	Common Stock	3,000	D
Employee Stock Option (right to buy)^F2,F3	$28.32	Oct 30, 2015	M	3,000	D	—	Dec 6, 2017	Common Stock	3,000	D

F1Includes 2,636 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 20 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of November 2, 2015.
F2United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
F3The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant and expire on the tenth anniversary of the date of grant.