SEC Form 4 · accession 0001020859-15-000173

UNITED NATURAL FOODS INC · UNFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CHRSO

Period of report

Oct 16, 2015

Accepted (ET)

Oct 20, 2015 · 4:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001020859

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 16, 2015	M	6,521	$24.30	A	14,301	D
Common Stock	Oct 16, 2015	M	2,004	$37.44	A	16,305	D
Common Stock	Oct 16, 2015	M	5,210	$33.90	A	21,515	D
Common Stock	Oct 16, 2015	M	5,460	$37.82	A	26,975	D
Common Stock^F1	Oct 16, 2015	S	19,195	$53.9407	D	7,780	D
Common Stock^F2	holding	—	—		—	2,656	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option (right to buy)^F3,F4	$24.30	Oct 16, 2015	M	6,521	D	—	Sep 11, 2019	Common Stock	6,521	D
Employee Stock Option (right to buy)^F3,F4	$37.44	Oct 16, 2015	M	2,004	D	—	Nov 30, 2020	Common Stock	2,004	D
Employee Stock Option (right to buy)^F3,F4	$33.90	Oct 16, 2015	M	5,210	D	—	Sep 10, 2020	Common Stock	5,210	D
Employee Stock Option (right to buy)^F3,F4	$37.82	Oct 16, 2015	M	5,460	D	—	Sep 12, 2021	Common Stock	5,460	D

F1The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $53.86 to $54.00.
F2Includes 2,636 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 20 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of October 16, 2015.
F3United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
F4The stock options vest and become exercisable in four equal annual installments beginning on the first anniversary of the date of grant and expire on the tenth anniversary of the date of grant.