SEC Form 4 · accession 0001020859-15-000026
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Traficanti
Officer — SVP, General Counsel, CCO
Period of report
Jan 15, 2015
Accepted (ET)
Jan 16, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2015 | M | 1,810 | $33.90 | A | 7,462 | D | |
| Common Stock | Jan 15, 2015 | M | 1,718 | $37.82 | A | 9,180 | D | |
| Common Stock | Jan 15, 2015 | M | 4,440 | $58.98 | A | 13,620 | D | |
| Common Stock | Jan 15, 2015 | M | 1,240 | $67.48 | A | 14,860 | D | |
| Common StockF1 | Jan 15, 2015 | S | 9,208 | $77.07 | D | 5,652 | D | |
| Common StockF2 | holding | — | — | — | 765 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $33.90 | Jan 15, 2015 | M | 1,810 | D | — | Sep 10, 2020 | Common Stock | 1,810 | 0 | D |
| Employee Stock Option (right to buy)F3,F4 | $37.82 | Jan 15, 2015 | M | 1,718 | D | — | Sep 12, 2021 | Common Stock | 1,718 | 1,717 | D |
| Employee Stock Option (right to buy)F3,F4 | $58.98 | Jan 15, 2015 | M | 4,440 | D | — | Sep 13, 2022 | Common Stock | 4,440 | 4,440 | D |
| Employee Stock Option (right to buy)F3,F4 | $67.48 | Jan 15, 2015 | M | 1,240 | D | — | Sep 16, 2023 | Common Stock | 1,240 | 3,720 | D |
Explanation of responses
- F1The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $76.75 to $77.65.
- F2Includes 376 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 389 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of January 15, 2015.
- F3United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- F4The stock options vest and become exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the grant.