SEC Form 4 · accession 0001020859-15-000024
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Spinner
Officer — President and CEO · Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2015 | G | 720 | $0.00 | D | 85,643 | D | |
| Common StockF1,F2 | Jan 13, 2015 | G | 360 | $0.00 | A | 4,103 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Spinner gifted 360 shares to each of his two daughters on January 13, 2015. One of the reporting person's daughters shared the reporting person's household and/or was financially dependent on the reporting person at the time of the gift and therefore the reporting person acquired an indirect beneficial ownership of 360 shares gifted to such daughter.
- F2Includes 633 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan as well as 3,470 shares held by a financially dependent daughter of the reporting person as of January 14, 2015. Mr. Spinner no longer has a reportable beneficial interest in 3,310 shares of common stock owned by two daughters that no longer share the reporting person's household and are no longer financially dependent on the reporting person that were included in the reporting person's most recently filed Form 4 filed on January 9, 2015.