SEC Form 4 · accession 0001020859-15-000008
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Harder Smith
Officer — SVP, National Sales & Service
Period of report
Jan 5, 2015
Accepted (ET)
Jan 6, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2015 | M | 1,373 | $36.61 | A | 4,072 | D | |
| Common StockF1 | Jan 5, 2015 | S | 2,596 | $75.509 | D | 1,476 | D | |
| Common StockF2 | holding | — | — | — | 143 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $36.61 | Jan 5, 2015 | M | 1,373 | D | — | Dec 14, 2020 | Common Stock | 1,373 | 0 | D |
Explanation of responses
- F1The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $75.45 to $75.56.
- F2Represents 143 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan as of January 5, 2015.
- F3United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- F4The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of grant date.