SEC Form 4/A · accession 0001567619-18-000879
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David R Little
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Mar 31, 2018
Accepted (ET)
Aug 14, 2018 · 1:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common StockF1 | Mar 31, 2018 | A | 3,750 | $0.00 | A | 1,281,466 | D | |
| DXP Common StockF2 | Aug 1, 2018 | G | 6,525 | $0.00 | D | 1,331,855 | D | |
| DXP Common StockF3 | Aug 9, 2018 | F | 4,139 | $47.67 | D | 1,327,716 | D | |
| DXP Common Stock | Aug 10, 2018 | S | 50,000 | $48.41 | D | 1,277,716 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2018 - 3,750 shares]. Grant awarded but previously not reported.
- F2This number also includes 34,000 shares of common stock remaining of the grant of 51,000 shares of restricted stock granted on August 9, 2016. These shares were previously reported in Table II.
- F3The reporting person surrendered these shares to satisfy tax withholding obligations resulting from vesting of restricted stock.