SEC Form 4 · accession 0001567619-18-000658
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Little
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Aug 1, 2018
Accepted (ET)
Aug 13, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common StockF1 | Aug 1, 2018 | G | 6,525 | $0.00 | D | 1,335,605 | D | |
| DXP Common StockF2 | Aug 9, 2018 | F | 4,139 | $47.67 | D | 1,331,466 | D | |
| DXP Common Stock | Aug 10, 2018 | S | 50,000 | $48.41 | D | 1,281,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number also includes 34,000 shares of common stock remaining of the grant of 51,000 shares of restricted stock granted on August 9, 2016 and 3,750 shares of common stock remaining of the grant of 3,750 shares of restricted stock award for fiscal 2017 performance granted on March 31, 2018. These shares were previously reported in Table II.
- F2The reporting person surrendered these shares to satisfy tax withholding obligations resulting from vesting of restricted stock.