SEC Form 4 · accession 0001140361-18-016459
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent Nee Hung Yee
Officer — Sr. Vice President & CFO
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common Stock | Mar 29, 2018 | S | 3,175 | $39.35 | D | 40,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 800 | 800 | D |
Explanation of responses
- F1The terms of the grant provide for vesting in five equal installments on the anniversary of the grant date. Grant date 02/19/2014.