SEC Form 4 · accession 0001140361-17-036899
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Hamlin
Officer — Sr. Vice President
Period of report
Sep 27, 2017
Accepted (ET)
Sep 29, 2017 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common StockF2 | Sep 27, 2017 | S$0 | 3,500 | — | D | 25,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 600 | 1,200 | D |
Explanation of responses
- F1The terms of the grant provide for vesting in five equal installments on the anniversary date of the grant. Grant date 02/19/2014.
- F218 Shares @ $31.01; 943 Shares @ $31.10; 350 Shares @ $31.12; 100 Shares @ $31.14; 1,000 Shares @ $31.44; 1,089 Shares @ $31.45.