SEC Form 4 · accession 0001140361-17-015384
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh H McConnell
Officer — Sr. V.P. CFO
Period of report
Mar 28, 2017
Accepted (ET)
Apr 10, 2017 · 2:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common Stock | Mar 28, 2017 | A | 6,980 | $32.07 | A | 119,750 | D | |
| DXP Common StockF2 | Apr 7, 2017 | P | 384 | $27.40 | A | 17,617 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1The terms of the grant provide for vesting in one installment on the anniversary of the grant date. Grant date 08/09/2016.
- F2Reflects the number of shares held under the reporting person's account as of April 7, 2017 in the DXP Enterprises, Inc. Retirement Plan, a 401(k) plan.